The Four Influence Modes

People have been interested in influencing one another long before modern organizational structures blurred lines of authority. Aristotle laid out his theory of persuasion in the 4th Century BC. One of the bestselling books of all times, Dale Carnegie’s How to Win Friends and Influence People was written in 1936 and is still readily available. Today, Dale Carnegie and Associates, Inc. will sell you targeted versions of the classic like, How to Win Friends and Influence People in the Digital Age or How to Win Friends and Influence People for Teen Girls. Suffice to say; those of us schooled in Western intellectual traditions have come to believe that influence is something we do to others and the more skilled we become, the more others will be attracted to us and to our ideas.

In our organizational lives, the desire to increase agility and decrease cost challenges us to collaborate in ever more ambiguous and complex working relationships. In an attempt to move faster, organizations have removed layers of authority hoping to empower those closest to the work to make daily operating decisions without seeking permission along a chain of command. As a consequence, it is not uncommon for authority over investments, processes and the allocation of resources to be shared or unassigned.

The volatility of today’s business environment demands quick action and adaptability, but when no one can answer the question, “How will this decision get made?” the desire for agility bumps up against our preference for clarity.

When your rank, role, or status does not dictate your decision-making authority, action results from some combination of influence and cooperation. When the responsible parties cannot influence each other, decisions either get escalated to over-burdened functional executives or they tumble through an endless consensus cycle that wrings out accountability and commitment.

I want to offer for your consideration a framework that examines four modes of influence. While each mode represents a legitimate approach to influence, the distinctions among the modes may reveal hidden obstacles to moving forward. Each mode assumes a particular mindset about influence and a particular skillset to employ the mode effectively. Distinguishing among the influence modes will also surface incompatible approaches.

 

Slide2Coercive

  • Catchphrase: Do as I say
  • Source: Power imbalance
  • Strategy: Find the fear; exploit weakness

Coercive influence has limited applicability in modern organizations. It might be useful in a police interrogation or among religious fundamentalists, but influencing someone by focusing on authority or a power imbalance violates the morality of human dignity. If people respect your rank, role or status, coercive influence becomes benign compliance. When you exploit your rank, role or status to get your way, people will submit in the short run, but in the long run, they will expend their discretionary energy seeking ways to undermine or work around your demands. Coercive influence works when people have something to fear. Bob Woodward and his publishers made a very deliberate decision to call his most recent book, Fear: Trump in the White House.

When reaching conclusions or moving to action under coercive influence, there is only one acceptable option. The rules defining right and wrong are prescribed or dictated.

Slide2Persuasive

  • Catchphrase: Lend me your ear
  • Source: Rhetorical excellence
  • Strategy: Draw on credibility, emotion and logic

Persuasion is a form of influence that derives from a mechanistic model of human interaction. Person A holds belief x and uses the tools of persuasion to get person B to adopt belief x and to be willing to act on belief x. We typically think of politicians and organizational leaders as people who rely on rhetorical excellence to influence others. Persuasive influence works best when one person communicates to many people. The exact same rhetorical skill used in a more intimate setting or during a one-on-one conversation suddenly feels manipulative. People in an audience don’t expect to be heard from. People in a meeting do.

When reaching conclusions or moving to action under persuasive influence, there are only as many options as there are participants in the discussion.

Slide2Collaborative

  • Catchphrase: Better together
  • Source: Trust
  • Strategy: Build on shared interests and share responsibility for success

When we move from persuasion to collaboration, influence gets reframed. In the collaborative influence mode, influence is no longer something one person does to others. The collaborative mode and the emergent mode regard influence as change caused through interaction. In collaborative influence both parties are open to a “third way.” Collaborative influence rejects the notion that I am only influential when I convince others to see it my way. In collaborative influence, both parties explore their needs and interests and success depends on finding a way forward that meets shared needs and interests.

Under collaborative influence, multiple options emerge from an exploration of mutual interest.

Slide2Emergent

  • Catchphrase: Be here now
  • Source: Care
  • Strategy: Co-create safety for change through dialogue and improvisation

When it comes to the language of influence, it’s hard to think about influence without imagining a protagonist. Like collaborative influence, emergent influence rejects the conception of influence as something that one person does to others. Entering into emergent influence assumes that all parties care about each other’s needs and interests. In emergent influence mode, the potency of my influence is directly proportional to my openness to being influenced by others.

Under emergent influence we are only constrained by the depth of our desire to serve others.

 

The Most Useful Question to Ask if You Expect People to Take Action on a Meeting Agreement, Hint: It’s not, “So… are we agreed?”

Organizations fall into meeting patterns. Leaders often set up and conduct meetings the same way irrespective of the meeting purpose. Getting ready for a status update meeting may not require a lot of forethought. Getting ready for an alignment building meeting on the other hand, requires careful consideration of process, stakeholders and decision-making roles. If you want an agreement, you’ll need to think through how to conclude the meeting in a way that increases the chances people will turn meeting agreements into action.

There are actually two challenges related to a group reaching agreement during a meeting. The first and most obvious challenge has to do with building consensus when people have different perspectives and needs. The second and subtler challenge has to do with interpreting what people mean when they indicate agreement by verbalizing, nodding or not raising an objection. The question referenced in the title of this blog post helps with the second challenge.

Imagine that you have reached the end of a meeting you are leading. You’ve managed to facilitate a productive discussion that has led to alignment on a solution to a problem. You want to confirm that the group has reached an agreement that will result in concerted action. What will you say or ask?

You might be tempted to ask, “Are we agreed?” It seems like a simple way to confirm the group’s conclusion. The most common answer to a meeting leader who asks a group, “Are we agreed?” is silence. Extroverted members of the group may nod or say, “yes,” but you are very unlikely to hear from everyone. For starters, unless the answer is, “no,” no individual can actually answer the question, “Are we agreed?” No individual knows whether or not “we” are in agreement.

Because silence typically greets the question, “Are we agreed?” many teams and organizations have adopted the informal practice of equating silence with agreement; if no one raises an objection, we must be in agreement. Interpreting silence as agreement has always been risky. It can work for some teams and in some cultures. It’s a particularly risky strategy in a virtual meeting setting.

It turns out that the “silence procedure” or “tacit acceptance” procedure has a long history and plays an accepted role in matters of international diplomacy. There is even a Latin phrase for the formal practice of equating silence with agreement: Qui tacet consentire videtur, he who is silent is taken to agree. Both NATO and the European Union use Qui tacet consentire videtur for gaining member acceptance of joint statements and procedural documents.

Asking the group, “Does anyone disagree?” represents an improvement over “Are we agreed?” At least, individual meeting participants can answer the question, “Does anyone disagree?” Interaction Associates uses the term, “Negative Poll” to describe a question framed as an invitation to speak up if you don’t yet agree. Whether or not an individual who disagrees will accept the invitation of a negative poll has a lot to do with the trust and rapport the leader has created.

Whether you use the positive or negative framing of the question, you still have a problem. Let’s say you manage to hear from every person in the meeting. Furthermore you now know that everyone agrees with the proposal or plan under consideration. Here’s what you still don’t know: What does each meeting participant mean when they say, “I agree?”

“Yes, I agree” versus “No, I don’t agree” seems like an unambiguous, black-and-white distinction. When everyone is in the “Yes” column, we should be able to declare victory on the meeting. Consider however, the shades-of-grey intentions that may accompany someone’s assent. A person could indicate that he or she “agrees” and be entertaining any one of the following thoughts:

  • I’ll go along with the majority. I think we are making a mistake, but it’s not that important to me. I hope they’ll remember my warnings when we start running into obstacles and resistance.
  • I think there are better approaches, but this seems workable. I’ll cooperate when we start acting on this agreement, but I won’t volunteer to lead anything.
  • We reached the right conclusion and I’m eager to begin lining up resources and getting people excited. Let’s start assigning next steps.

When you think about it, leaders don’t really need to know whether people are in agreement with a proposal or a plan of action. Leaders need to know whether or not they can count on people taking action or changing behaviors consistent with the conclusion the group reached in the meeting. It’s nice to know you agree, it’s essential to know what action I can count on that will turn the agreement into progress.

Stop asking groups of people whether or not they agree. Start asking each member of the group: “Given the conclusion we’ve reached today, what do you plan to do?” 

 

For a more comprehensive treatment of how to discern what people mean when indicating agreement, have a look at the Interaction Associate’s article, “How Much Yes Do You Need?”